Archive for September, 2017

Racial Disparity in Plea Bargaining

posted by Judge_Burke @ 14:30 PM
September 20, 2017

Racial Disparity in Plea Bargaining is the title of this new paper authored by Carlos Berdejó available via SSRN.

Here is its abstract:

Most of the empirical research examining racial disparities in the criminal justice system has focused on its two endpoints — the arrest and initial charging of defendants and judges’ sentencing decisions. Few studies have assessed disparities in the steps leading up to a defendant’s conviction, where various actors make choices that often constraint judges’ ultimate sentencing discretion.  This article addresses this gap by examining racial disparities in the plea-bargaining process, focusing on the period between the initial filing of charges and the defendant’s conviction.

The results presented in this article reveal significant racial disparities in this stage of the criminal justice system. White defendants are twenty-five percent more likely than black defendants to have their principal initial charge dropped or reduced to a lesser crime.  As a result, white defendants who face initial felony charges are less likely than black defendants to be convicted of a felony.  Similarly, white defendants initially charged with misdemeanors are more likely than black defendants to be convicted for crimes carrying no possible incarceration or not being convicted at all.

Racial disparities in plea-bargaining outcomes are greater in cases involving misdemeanors and low-level felonies. In cases involving severe felonies, black and white defendants achieve similar outcomes.  Defendants’ criminal histories also play a key role in mediating racial disparities.  While white defendants with no prior convictions receive charge reductions more often than black defendants with no prior convictions, white and black defendants with prior convictions are afforded similar treatment by prosecutors.  These patterns in racial disparities suggest that prosecutors may be using race as a proxy for a defendant’s latent criminality and likelihood to recidivate.

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Former AJA President in the News

posted by Judge_Burke @ 14:30 PM
September 19, 2017

Supervisor Todd Spitzer appointed Judge Tam Nomoto-Schumann, a well-respected judge who presided over the Orange County Superior Court, to the Campaign Finance and Ethics Commission.

“I have admired Judge Nomoto-Schumann in my capacities as both a prosecutor and as an elected official,” Supervisor Spitzer said, “I am certain she will bring the highest quality ethical judgement to the Commission as she did to the bench. I am proud to name her as my Third District appointee to the Campaign Finance and Ethics Commission.” The push to create the Campaign Finance and Ethics Commission was reignited nearly two years ago in a bold move by Supervisor Spitzer, who insisted the Commission was necessary to increase transparency in local government. Supervisor Spitzer recognized the need for such an independent commission and, along with citizen watchdog Shirley Grindle, Professor Mario Mainero, and Attorney Bill Mitchell, revitalized the decades-long fight to bring it to reality.

The Campaign Finance and Ethics Commission will ensure ethics training is provided to newly elected and appointed County officials, prepare and present to the Board of Supervisors a summary of the Commission’s annual activities, and provide oversight of the County’s Campaign Reform Ordinance, Lobbyist Registration and Reporting Ordinance, the Gift Ban Ordinance, and portions of the County Code of Ethics.

The Third District appointee, Judge Tam Nomoto-Schumann, is widely regarded as an excellent choice for the forming commission. Her outstanding and broad experience serves to show her ability to act as an impartial and fair critic. In addition to serving as a judge on the Orange County Superior Court, Judge Nomoto-Schumann has served as Deputy County Counsel for the County of Orange, Chair of the California Judges Association Judicial Ethics Committee, and Chair of the Ethics Committee for the National Association of Women Judges. She was also the first Asian-American woman on the Orange County bench and its second-longest sitting judge at the time of her retirement.

Supervisor Spitzer conducted an extensive search to find the most suitable candidate to serve as the Third District representative on the Commission. He immediately recognized Judge Nomoto-Schumann as a strong candidate. Supervisor Spitzer thanks Judge Nomoto-Schumann for her service to the people of Orange County in serving as a Commissioner.

This article was released by the County of Orange.

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Forensic Science Sounds Impressive, but is it Simply Junk?

posted by Judge_Burke @ 14:30 PM
September 18, 2017

Paul C. Giannelli (Case Western Reserve University School of Law) has posted Forensic Science: Daubert’s Failure (Case Western Reserve Law Review, Forthcoming) on SSRN.

Here is the abstract: 

In 2015, a federal judge noted that “[m]any defendants have been convicted and spent countless years in prison based on evidence by arson experts who were later shown to be little better than witch doctors.” In the same year, a White House science advisor observed: “Suggesting that bite marks [should] still be a seriously used technology is not based on science, on measurement, on something that has standards, but more of a gut-level reaction.” According to another judge “[a]s matters currently stand, a certainty statement regarding toolmark pattern matching has the same probative value as the vision of a psychic.” A recent New York Times editorial echoed these sentiments: “And the courts have only made the problem worse by purporting to be scientifically literate, and allowing in all kinds of evidence that would not make it within shouting distance of a peer-reviewed journal. Of the 329 exonerations based on DNA testing since 1989, more than one-quarter involved convictions based on ‘pattern’ evidence — like hair samples, ballistics, tire tracks, and bite marks — testified to by so-called experts.”

These criticisms are valid — which raises a puzzling and consequential question: Why didn’t the Supreme Court’s “junk science” decision, Daubert v. Merrell Dow Pharmaceuticals, Inc., prevent or restrict the admissibility of testimony based on flawed forensic techniques?

Daubert was decided in 1993, nearly twenty-five years ago.

This article examines the justice system’s failure by reviewing the status of several forensic techniques: (1) bite mark analysis, (2) microscopic hair comparisons, (3) firearms and toolmark identifications, (4) fingerprint examinations, (5) bullet lead analysis, and (6) arson investigations. It argues that the system’s failure can be traced back to its inability to demand and properly evaluate foundational research, i.e., Daubert’s first factor (empirical testing), and concludes that the courts may be institutionally incapable of applying Daubert in criminal cases.

A different paradigm is needed, one that assigns an independent agency the responsibility of evaluating foundational research. This approach was recently recommended by the National Commission on Forensic Science and the President’s Council of Advisors on Science and Technology. Both recommended that the National Institute of Standards and Technology evaluate all forensic disciplines on a continuing basis, thereby injecting much needed scientific expertise into the process.

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Fines & Fees Reform

posted by Judge_Burke @ 14:30 PM
September 14, 2017

 

Trends in State Courts: Fines, Fees, and Bail Practices—Challenges and Opportunities

 

This report from the National Center for State Courts, as part of its Report on Trends in the State Courts series, addresses the impact of court-ordered financial obligations on low-income communities and focuses on what can be done to confront the effect of such fines, fees, and bail practices on these groups.

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Caroline Cooper on Drug Courts

posted by Judge_Burke @ 14:30 PM
September 13, 2017

She is among the most ardent and thoughtful advocates for effective drug courts. Caroline Cooper has posted Drug Treatment Courts and Their Progeny in the U.S.: Overcoming Their Winding Trajectory to Make the Concept Work for the Long Term (International Journal for Court Administration, Vol. 8, No. 3, 2017) on SSRN.

Here is the abstract:

Looking back over the past quarter century of justice system initiatives in the U.S., many will likely agree that the introduction of the drug court model has been one of the major innovations that occurred. For the field of court administration, it represented a practical application of Differentiated Case Management (DCM) principles – e.g. the recognition that all cases filed in a court system are not alike and that multiple paths for their disposition should be created for the purpose of both efficiency and justice. For the larger field of justice system operations, it represented a re-examination of the traditional approach for criminal case processing and a jumpstart to creating partnerships with agencies outside of the justice system per se – in this case, public health – in order to more efficiently and effectively manage the case disposition process for certain criminal cases not productively handled through the traditional criminal case process. 

For the legal profession, specifically – judges, prosecutors, defense counsel – it opened up the opportunity to use the leverage of the criminal justice system to utilize therapeutic approaches to the disposition of cases that did not lend themselves to the traditional punitive criminal case disposition approach – e.g., cases involving what later became recognized as the chronic disease of addiction and associated mental health disorders. Of particular import was that these nontraditional approaches were being instituted in an era of mandatory sentencing. All of these developments occurred within the framework of the constitutional and legal procedures, including “due process protections” that govern the criminal process and none of the founding drug court leaders ever intended for the drug court model to operate outside of that framework.

The focus of this article is upon the evolution of the drug court model in the U.S. since it was first introduced – not always a straightforward path as anticipated by the early developers of the model – and discussion of a few of the numerous issues that implementation of the drug court model has raised as new generations of leaders become involved, often without the institutional perspective of those who initially instituted the program, and suggestions for moving forward to promote the long term institutionalization of the drug court model within the constitutional and legal framework that applies to the U.S. criminal justice process. 

The observations and recommendations which follow draw on the author’s experience in providing technical assistance and training to over 800 drug courts in the U.S. since 1989, much of which is documented in technical assistance reports, training curricula, and presentations at state, regional and national conferences.

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Sam Dalton

posted by Judge_Burke @ 14:30 PM
September 12, 2017

For six decades, Sam Dalton fought against injustice in Louisiana, in capital cases and beyond. He died Tuesday, September 5, at age 90. The Washington Post recently published a story about, and interview with, Mr. Dalton—a part of which was an important message for judges:  Where do you come down in the debate between electing judges and appointing them?

Laughs.

I’m against electing judges. I’m also against appointing them.Laughs.

He then elaborated:

I think every judge should handle both civil and criminal cases. When you split up cases like that, you immediately start to see fighting over budgets. But more importantly, there’s something important and necessary about having judges handle a wide variety of cases. It gives them some worldliness, some context and perspective. Criminal courts judges can often become hardened to the misfortunes of people. They can lose their sense of empathy.

You have to remember that nearly all judges are former prosecutors. There’s an undercurrent of alliance between judges and prosecutors, so there’s a certain collegiality there. They run in the same social circles. They attend the same Christmas parties.

I then asked Dalton to name the most urgent problem in the criminal-justice system today. He answered, “A true appreciation of what’s at stake. To take someone’s freedom — that’s the ultimate deprivation a government can inflict on a citizen, short of taking his life. Everyone in the criminal-justice system — judges, prosecutors, police, criminal defense lawyers — can get lost in the day-to-day and lose sight of what’s really going on in these courtrooms.” He added, “But that’s only one side of the problem. The criminal-justice system today also fails to do what it’s designed to do, which is to protect us from dangerous people.”

I asked if he was referring to the fact that every time an innocent person is convicted, a guilty person goes free. He wasn’t. He was referring to something much more profound.   

 

The full article, written by Radley Balko, is at THE WASHINGTON POST.

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Important Decision on Bail in Texas

posted by Judge_Burke @ 14:57 PM
September 11, 2017

For the most part, much of the current efforts to reform bail practices are through rules, and statutory or even state constitutional amendments. But, worth noting is recent litigation and a decision from the Federal Court in Texas in which a federal judge issued a 193 page ruling, holding that the Harris County money bail system is unconstitutional, saying it is fundamentally unfair to detain indigent people arrested for low-level offenses simply because they can’t afford to pay bail:

In a 193-page ruling released Friday, Chief U.S. District Judge Lee H. Rosenthal ordered the county to begin releasing indigent inmates as early as May 15 without posting cash bail while they are awaiting trial on misdemeanor offenses. Rosenthal concluded the county’s bail policy violates the due process and equal protection clauses of the Constitution, and granted “class-action” status to the case, meaning that her findings will apply to all misdemeanor defendants.”Liberty is precious to Americans and any deprivation must be scrutinized,” the order states, citing a comment from Texas Supreme Court Chief Justice Nathan.The ruling — a temporary action that will stay in place until the lawsuit is resolved — will not apply to those charged with felonies, or those who are being detained on other charges or holds. First Assistant County Attorney Robert Soard said late Friday that officials are reviewing the orders.”No decision has been made at this time concerning an appeal of the preliminary injunction.” 

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Junk Science, and Flawed DNA Testing, Come to New York

posted by Judge_Burke @ 14:30 PM
September 7, 2017

There is a wonderful saying that every once in a while we should hang a ? after things we take for granted.

For at least a decade, forensic scientists were at the vanguard of testing heralded as reliable by police and prosecutors. Two techniques in particular became commonplace in criminal cases–not just in New York, but all over the country. Now those techniques are being “seriously questioned” by experts in and out of courtrooms:  The New York Times

 

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Civil Forfeiture

posted by Judge_Burke @ 21:31 PM
September 6, 2017

Jill Wieber Lens (Baylor University – Law School) has posted Justice Thomas, Civil Asset Forfeitures, and Punitive Damages on SSRN.

Here is the abstract:

For centuries, governments have used civil asset forfeiture laws to seize property used in criminal activity and then use civil proceedings to take ownership of that same property. Forfeitures have caught the attention of media, John Oliver, and the Supreme Court. In March, because of waiver, the Supreme Court denied certiorari in Leonard v. Texas, a case that claimed Texas’s civil forfeiture laws violated due process. Justice Thomas agreed with the denial, but wrote separately to question the constitutionality of civil forfeiture laws. The Court has always held civil asset forfeitures to be constitutional because of their long existence, and now Justice Thomas, the originalist, seems ready to disregard that history.

This Essay is the first to note the seeming inconsistency in Justice Thomas’s applications of originalism to two civil punishments—civil forfeitures and punitive damages.

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What are the Limits of Social Media Searches?

posted by Judge_Burke @ 14:30 PM
September 5, 2017

From Professor Orin Kerr at The George Washington University Law School:

On Monday, the U.S. Court of Appeals for the 11th Circuit suggested that the Fourth Amendment may impose significant limits on the two-step process in the specific context of search warrants for social media accounts. The case is United States v. Blake.

In Blake, two defendants, Dontavious Blake and Tara Jo Moore, were allegedly running a prostitution ring. The government obtained search warrants for Microsoft email accounts Blake and Moore used, as well as for the contents of Moore’s Facebook account. The email warrants required Microsoft to go through the accounts and find emails responsive to the warrant and turn only those over. The Facebook warrants required Facebook to hand over the full contents of the account and to then let the agents search it for the evidence of crime.

In an opinion by Judge Ed Carnes, the 11th Circuit concluded that the Microsoft warrants satisfied the Fourth Amendment but suggested that the Facebook warrants may not. Here’s the court rejecting Moore’s email warrant challenge:

The Microsoft warrant [for Moore’s e-mail account] complied with the particularity requirement. It limited the emails to be turned over to the government, ensuring that only those that had the potential to contain incriminating evidence would be disclosed. Those limitations prevented “a general, exploratory rummaging” through Moore’s email correspondence. The Microsoft warrant was okay.

In a footnote, the court added:

It is somewhat troubling that the Microsoft warrant did not limit the emails sought to emails sent or received within the time period of Moore’s suspected participation in the conspiracy. Nevertheless, the warrant was appropriately limited in scope because it sought only discrete categories of emails that were connected to the alleged crimes. As a result, the lack of a time limitation did not render the warrant unconstitutional.

 

For the compete commentary by Professor Kerr, go here.

 

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